Data443 Risk Mitigation, Inc.

INVESTMENT ADVISORS ACT OF
1940 (IAA)

The Investment Advisers Act (IAA) was passed in 1940 in order to monitor those who, for a fee, advise people, pension funds, and institutions on investment matters. It requires that all electronic communications, documents and records relating to investment advisory activities be available for audit by the SEC or state regulatory agency and for no less than 5 years.

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